Compliance Assurance

NB KYC and Client Screening

Some of the largest banks in the world, and some more modest financial institutions, trust SQA Consulting to provide compliance assurance services to support their financial crime objectives. These institutions have been using SQA Consulting for many years to give in-depth transparent analysis of how their systems work, and how their systems benchmark against their peers.

The SQA Consulting method for measuring sanctions and PEPs screening compliance is constantly evolving to keep up with ever changing developments in screening expectations and capabilities. Our method validates that your system is working correctly, and aids your understanding of its fuzzy matching capability. If you require a compliance report for a regulator, seek assurance that your system is as watertight as you expect, or you are looking to perform rule tuning to get optimum benefit from your system; then our method will deliver. Screening assessment is supported by our SQA Sanctions Assessment Centre tool, which provides automated and repeatable capability to establishing screening efficiency and effectiveness.

We never shy away from data quality, and measuring customer screening to us means measuring how your screening engine screens your data. The format and content of your data may have a significant impact on your ability to screen, and the SQA Profiler is our tool for determining the extent of that impact. There is no point in measuring one single cog to judge the efficacy of a machine, by measuring your data and screening engine together we help you understand your end to end screening capability.

The SQA Consulting banking quadrant, for customer screening allows banks to compare themselves to their peers.

To be measured on the screening quadrant contact SQA Consulting and arrange an appointment.